Company Profile
Guosen Securities (Hong Kong) Financial Holdings Limited (hereinafter Referred To As "Guosen Securities (Hong Kong) ") Was Established In November 2008 And Is A Wholly-owned Subsidiary Of Guosen Securities Joint Stock Company Incorporated In Hong Kong. It Has Three Wholly-owned And Licensed Subsidiaries: Guosen Securities (Hong Kong) Brokerage Co., Ltd., Guosen Securities (Hong Kong) Financing Co., Ltd. And Guosen Securities (Hong Kong) Asset Management Co., Ltd. Are Engaged In Brokerage Business, Investment Banking Business And Asset Management Business Respectively.
Guosen Securities (Hong Kong) Is An Important Platform For Guosen Securities To Implement Its Internationalization Strategy And Expand Its International Business. It Is Committed To Becoming A Bridge Connecting The Mainland And International Markets. The Company Relies On Its Parent Company Guosen Securities' Years Of Experience In The Brokerage Business System And Strong Corporate Strength To Do Its Best To Provide Customers With Comprehensive And High-quality Financial Services.
Regulatory Information
Guosen Securities (Hong Kong) And Its Subsidiaries Hold Various Licenses Issued By The Hong Kong Securities And Futures Commission (SFC), Including But Not Limited To:
- Type 1 License (Securities Trading )
- Type 2 License (Futures Contract Trading )
- Type 4 License (Advising On Securities )
- Type 5 License (Advising On Futures Contracts ) No. 9 Class License (Asset Management )
In Addition, Guosen Securities (Hong Kong) Strictly Complies With The Regulatory Requirements Of The Hong Kong SFC And Is Subject To Regular Audits And Compliance Inspections To Ensure That The Company Operates Within The Framework Of Legal Compliance.
Trading Products
Guosen Securities (Hong Kong) Offers Clients A Diverse Range Of Trading Products Covering The Following Market Instruments:
- Hong Kong Stocks : Trading Commission Is 0.25% Of The Total Transaction Amount, Minimum Fee 100 HKD ; Stamp Duty Is 0.1% Of The Total Transaction Amount; Other Fees Are Approximately 0.01% Of The Gross Merchandise Volume.
- US Stocks : The Commission Is 0.3% Of The Transaction Amount , And The Minimum Fee Per Order Is $15 .
- Futures : Futures Contracts Offering A Wide Range Of Commodities, Currencies, And Financial Indices.
- Stocks : Allows Clients To Buy And Sell Shares Of Listed Companies.
- Funds : Investment Funds Offering Different Asset Classes And Investment Strategies.
With A Diverse Range Of Market Tools, Clients Have The Flexibility To Create Portfolios Tailored To Their Specific Financial Objectives And Risk Tolerance.
Trading Software
Guosen Securities (Hong Kong) Provides Clients With Trading Software Based On The Python Programming Language - IQuant . The Platform Supports Manual Order Placement, Trading Strategy Research, And Automated Trading Functions. IQuant Provides Traders With The Tools They Need To Execute Trades Efficiently And Explore Various Investment Strategies. It Is Suitable For Both Novice And Experienced Traders.
Deposit And Withdrawal Methods
Guosen Securities (Hong Kong) Provides Flexible Deposit And Withdrawal Methods To Support The Transaction Needs Of RMB And Foreign Currencies . Customers Can Complete Funds Withdrawal And Withdrawal Through A Variety Of Traditional Banking Methods, Ensuring Seamless Connection Between Transactions And Fund Management.
Customer Support
Guosen Securities (Hong Kong) Provides Customers With Multi-channel Customer Support Services:
- Tel : 95536
- Email : [email protected]
- WeChat : Gx002736
Customers Can Obtain Professional Consultation And Service Support Through The Above Channels To Ensure The Smooth Progress Of The Transaction Process.
Core Business And Services
Guosen Securities (Hong Kong) Core Business Includes:
- Brokerage Business : Providing Trading Services For Hong Kong Stocks, US Stocks And Other Financial Products For Individual And Institutional Clients.
- Investment Banking Business : Providing Financing Services Such As Stock Issuance And Bond Issuance For Clients.
- Asset Management Business : Providing Customized Asset Management Services For High Net Worth Clients And Institutional Clients.
With Years Of Accumulated Market Experience And Technical Advantages, The Company Is Committed To Providing Customers With Efficient, Safe And Personalized Financial Services.
Technical Infrastructure
Guosen Securities (Hong Kong) Has Adopted Advanced Technical Infrastructure, Including:
- Low-latency Trading Platform : To Ensure The Efficient Execution Of Transactions.
- Risk Management Tools : Including Real-time Monitoring And Risk Early Warning Systems.
- Data Security Measures : Multi-layer Encryption Technology Is Used To Protect The Security Of Customer Data.
Compliance And Risk Control System
Guosen Securities (Hong Kong) Has Established A Comprehensive Compliance And Risk Control System, Including:
- AIoT Risk Control System : Real-time Monitoring Of Market Dynamics And Risk Early Warning Through Artificial Intelligence And Internet Of Things Technology.
- Compliance Review Process : Ensure That All Transactions And Business Operations Comply With Relevant Regulatory Requirements.
- Internal Audit Mechanism : Regularly Review And Optimize The Company's Risk Control System.
Market Positioning And Competitive Advantage
Guosen Securities (Hong Kong) As An Important Platform For Guosen Securities' Internationalization Strategy, It Has The Following Competitive Advantages:
- Strong Endorsement From The Parent Company : Guosen Securities (Hong Kong) Relies On The Brand Influence And Strong Capital Strength Of The Parent Company Guosen Securities.
- Diversified Business Layout : The Company Covers Brokerage, Investment Banking, Asset Management And Other Business Fields, Providing Customers With A Full Stack Of Financial Services.
- Advanced Technical Support : Enhance Trading Efficiency And Customer Experience Through Technology-driven.
Customer Support And Empowerment
Guosen Securities (Hong Kong) Is Committed To Providing Customers With A Full Range Of Support And Empowerment, Including:
- Professional Advisory Services : Provide Customers With Guidance On Investment Strategies And Market Analysis.
- Educational Resources : Provide Training Courses On Trading Skills, Market Analysis, Etc.
- Trading Platform Support : Provide Customers With An Efficient Trading Experience Through The IQuant Platform.
Social Responsibility And ESG
Guosen Securities (Hong Kong) Actively Fulfills Its Social Responsibility And Focuses On Environmental Protection, Social Responsibility And Corporate Governance (ESG) Issues. The Company Is Committed To Creating Positive Value For Society And The Environment By Supporting Green Finance And Sustainable Development Projects.
Strategic Cooperation Ecology
Guosen Securities (Hong Kong) Has Established Strategic Cooperative Relations With A Number Of Well-known Financial Institution Groups, Technology Enterprises And Industry Organizations, Forming An Open, Cooperative And Win-win Ecosystem. Through Cooperation With Industry Partners, The Company Continuously Enhances Its Own Competitiveness And Provides Customers With Better Financial Services.
Financial Health
Guosen Securities (Hong Kong) Has A Solid Financial Performance In Recent Years. As Of 2023Q3 , The Company's Total Assets Exceeded 50 Billion HKD , And Its Net Profit Increased By 15% Year-on-year . Through Strict Financial Management Measures, The Company Ensures That The Capital Adequacy Ratio And Liquidity Level Are At The Leading Level In The Industry.
Future Roadmap
Guosen Securities (Hong Kong) Will Focus On The Following Strategic Directions In The Future:
- International Layout : Further Expand The European And American Markets And Enhance The Global Market Coverage.
- Digital Transformation : Increase Investment To Promote The Application Of Financial Technology In Client Server And Business Operations.
- ESG Investment : Develop More ESG-related Financial Products And Services To Meet Customers' Needs For Sustainable Investment.
Guosen Securities (Hong Kong) Is Committed To Becoming An Important Player In International Financial Marekt, Providing Customers With More Comprehensive And Professional Financial Services.
