Yes

Company Profile

YES SECURITIES (referred To As YES Secs) Is A Global Online Brokerage Company Headquartered In India With Its Registered Address In Mumbai, India. The Company Was Established On February 28, 2013 Under The Registered Name YES Securities (India) Limited And Is An Affiliate Of YES BANK, One Of The Largest Banks In India. The Company Is Dedicated To Providing Global Investors With A Diverse Range Of Financial Instruments And Services, Including Mutual Funds, Equities, ETFs, Derivatives, Global Market Investments, And Wealth Management Services.

YES SECURITIES Allows Clients To Trade Stocks, Foreign Exchange, Commodities And Indices In Over 30 Markets Worldwide Through Its Integrated Platform. In Addition, The Company Offers Wealth Management Tools Such As Wealth Baskets (curated Portfolios Consisting Of Stocks Or ETFs), As Well As Special Financial Products Including Alternative Alpha Plus Funds (AIFs) And Electronic Wills Services. These Services Enable Clients To Tailor Portfolios To Their Needs For Efficient Management And Inheritance Of Wealth.

Regulatory Information

YES SECURITIES Is Regulated By The Securities Exchange Regulatory Board Of India (SEBI), Ensuring That Its Operations Comply With The Laws And Regulations Of Financial Marekt In India. SEBI Is The Securities Trading Regulator Of India, Which Regulates Capital Markets, Securities Issuance And Trading Activities, And Securities Brokers.

As A Regulated Brokerage Firm, YES SECURITIES Must Comply With SEBI's Capital Adequacy Ratio, Segregated Deposit Of Client Funds, Risk Management And Information Disclosure Requirements. This Also Means That There Are High Guarantees For The Safety Of Client Funds And Transaction Transparency.

Trading Products

YES SECURITIES Offers A Diverse Range Of Trading Products To Meet The Needs Of Different Investors:

1. Stocks And ETFs: Clients Can Trade Stocks And ETFs In Indian And Global Markets Through The Platform. The Platform Supports Real-time Market Data, Chart Analysis And Order Execution.
2. Mutual Funds: Investors Can Invest In A Variety Of Mutual Funds On The Platform, Choosing Products With Different Investment Strategies.
3. Derivatives: Offers Futures And Options Trading, Allowing Clients To Hedge Risk Or Speculate.
4. Global Markets Investing: Through The Platform Supported By SAXO Bank, Clients Can Invest In More Than 30 Global Markets, Including Stocks And Commodities Markets In Europe, America, Asia Pacific And Beyond.
Wealth Basket: A Curated Portfolio Of Stocks Or ETFs, Offering A Diverse Range Of Investment Options For Both Short- And Long-term Goals.
5. Alternative Alpha Plus Fund (AIF): Aims To Stabilize Returns In Different Market Environments By Employing A Variety Of Trading Strategies.

Trading Software

YES SECURITIES Provides Clients With A Variety Of Trading Platforms And Tools That Are Convenient For Different Types Of Traders To Use:

1. Online Platform: Provides An Intuitive Web Trading Interface Suitable For Junior Investors.
Mobile App: IOS And Android Users Can Download Mobile Trading Apps To Trade And Monitor Portfolios Anytime, Anywhere.
2. MetaTrader 4 (MT4): Professional Traders Use The MT4 Platform For Advanced Technical Analysis And Automated Trading.
3. SAXO Bank Trading Platform: Advanced Tool For Investing In Global Markets With Powerful Analytical Capabilities And Multilingual Support.

Deposit And Withdrawal Methods

YES SECURITIES Provides Clients With Flexible Access To Funds:

1. Bank Transfer: Clients Can Deposit Funds Into SAXO Bank Accounts Via LRS Form (Form A2) In India Or International Telegraphic Transfer.
2. Funds Settlement: Deposits Usually Take 1-3 Working Days To Complete, And Withdrawals To Indian Banks Take 3-5 Working Days.

For Inactive Accounts, The Company Requires Customers To Resubmit KYC Documents And Identification To Activate The Account.

Customer Support

YES SECURITIES Provides Multi-channel Customer Support To Ensure That Customers Receive Timely Assistance During The Transaction Process:

1. Telephone Support: Customers Can Contact The Customer Service Team At + 91 022 6884 1888 For Immediate Assistance.
2. Email: Provide Multiple Contact Details: [email protected] For General Inquiries, [email protected] And [email protected] For Escalating Issue Handling.
3. Social Media: Communicate With Customers, Provide Market Information And Educational Content Through Platforms Such As Facebook, Twitter, YouTube, LinkedIn, Telegram And Instagram.
4. Physical Address: The Company Provides Multiple Office Addresses, And Customers Can Communicate Offline Or Submit Documents.

Core Business & Services

The Core Business Of YES SECURITIES Includes:

1. Brokerage Services: Provides Clients With Trade Execution In Stocks, Futures, Options And Global Markets.
2. Wealth Management: Helps Clients Achieve Wealth Appreciation And Risk Management Through Mutual Funds, Wealth Baskets And AIFs.
3. Global Investments: Relying On The SAXO Bank Platform, Provides Global Asset Allocation Services.
4. Electronic Will Services: Helps Clients Plan Asset Inheritance And Reduce Estate Disputes.

TECHNOLOGY INSTRUCTUREMENT

YES SECURITIES Uses Advanced Technology Infrastructure To Ensure The Efficiency And Security Of Trading:

1. Trading System: Low-latency Order Execution Through MetaTrader 4 And SAXO Bank Platforms.
2. Data Analytics Tools: Provides Real-time Market Data And Advanced Technical Analysis Tools To Help Traders Make Informed Decisions.
3. Cyber Security: Protects Client Privacy And Trading Security Through Encryption Technology And Strict Data Access Controls.
4. Cloud Platform: Ensure The Stable Operation Of The Platform And Support The High Concurrent Trading Needs Of Global Users.

Compliance And Risk Control System

YES SECURITIES Strictly Adheres To The Compliance Requirements Of SEBI India To Ensure Operational Transparency And The Safety Of Customer Funds. The Company's Risk Management Measures Include:

1. Segregated Storage Of Capital: Customer Funds Are Managed Separately From The Company's Working Funds To Avoid Misappropriation Risks.
2. Threat And Risk Assessment: Provides Clients With Personalized Investment Advice To Ensure That It Matches Their Risk Tolerance.
3. Market Monitoring: Monitors Market Fluctuations In Real Time To Alert Clients To Latent Risks In A Timely Manner.
4. Transaction Review: Regularly Reviews Transaction Records To Ensure Compliance With Regulatory Requirements And The Company's Internal Control System.

Market Positioning And Competitive Advantage

YES SECURITIES 'market Positioning Is Mainly In The Indian And Global Markets, Providing A Diverse Range Of Financial Instruments And Services. Its Competitive Advantages Include:

1. Diversified Financial Products: Covering Stocks, Mutual Funds, Derivatives, Global Markets, Etc., To Meet The Needs Of Different Investors.
2. Regulated Operations: SEBI Regulation Ensures Transparency And Security And Enhances Customer Trust.
3. Advanced Trading Platform: Provides An Intuitive And Easy-to-use Trading Interface And Powerful Analytical Tools To Enhance The Trading Experience.
4. Multi-channel Support: Ensure That Customers Receive Help At All Times Through Phone Calls, Emails, And Social Media.
5. Electronic Will Services: Unique Asset Planning Tools To Help Clients Effectively Pass On Their Wealth.

Client Support And Empowerment

YES SECURITIES Is Committed To Providing Clients With Comprehensive Support And Educational Resources To Help Them Achieve Their Investment Goals:

1. Educational Content: Publish Investment Guides, Market Analysis And Educational Videos Through Social Platforms To Enhance Clients' Financial Knowledge.
2. Personalized Advice: Provide Customized Investment Solutions And Market Analysis According To Client Needs.
3. Client Side Tools: Provide A Variety Of Trading Platforms And Mobile Applications To Facilitate Customers To Trade And Monitor Anytime, Anywhere.

Social Responsibility And ESG

YES SECURITIES Actively Participates In Social Responsibility Projects And Supports Education, Environmental Protection And Community Building. The Company Follows Environmental, Social And Governance (ESG) Principles And Encourages Investors To Focus On Sustainable Development Investments.

Strategic Cooperation Ecology

YES SECURITIES Has Established Strategic Partnerships With Several International Financial Institution Groups, Including SAXO Bank, In Order To Provide Customers With Access To Global Markets. The Cooperation With These Institutions Has Enhanced The Company's Technical And Market Coverage Capabilities.

Financial Health

Although The Company Provides Detailed Financial Services, It Is Not Possible To Make A Specific Assessment Of Financial Health Due To The Lack Of Up-to-date Financial Data. Investors Are Advised To Refer To The Company's Financial Reports And Other Regulatory Documents Before Making Decisions.

Future Roadmap

YES SECURITIES Plans To Continue To Expand Its Global Business And Strengthen Its Investment In Wealth Management And Digital Financial Services. The Company Is Committed To Further Enhancing The Investment Experience Of Its Clients Through Technological Innovation And User Experience Optimization.

Overall, YES SECURITIES Is A Brokerage Firm That Provides Diversified Financial Instruments And Services In Indian And Global Markets. Its Regulated Operations And Advanced Technology Infrastructure Provide Investors With Certain Security And Trading Convenience. However, Investors Still Need To Consider Risk Factors And Adhere To The Principle Of Prudence When Choosing.