Corporate Profile
Yuanta Securities (Hong Kong) Limited (hereinafter Referred To As "Yuanta Securities" Or "YSHK") Is One Of The Leading Financial Services Providers In Asia, Operating As A Wholly-owned Subsidiary Of Yuanta Securities Financial Holdings Limited. The Company Was Established In 2008 And Is Headquartered In Hong Kong With Registered Capital Of 1 Billion HKD . Yuanta Securities Is Registered With The Securities And Futures Commission (SFC) In Hong Kong And Holds Relevant Licenses To Carry Out A Range Of Regulated Financial Activities.
Regulatory Information
Yuanta Securities, As A Licensed Corporation, Is Regulated By The Hong Kong Securities And Futures Commission (SFC) Under The Regulatory License Number "AAKS573" . In Addition, The Company Is A Participant In The Hong Kong Stock Exchange (HKEx), Ensuring That Its Operations Meet The Strictest Standards Of Compliance. This Regulatory Framework Provides Clients With A High Level Of Trust And A Safe Trading Environment.
- Compliance Statement : Yuanta Securities Strictly Complies With All Relevant Laws And Regulations And Is Committed To Protecting Client Assets And Ensuring Transparency And Safety Of Operations.
Trading Products
Yuanta Securities Offers A Wide Range Of Trading Products, Covering Multiple Markets And Regions, To Meet The Needs Of Retail And Institutional Clients:
- Stock Trading : Provides Trading Services For Hong Kong Stocks, Shanghai Stocks, Shenzhen Stocks, Taiwan Stocks, US Stocks, China B Shares And Overseas Stocks. Futures And Options : Covers A Variety Of Commodity, Foreign Exchange And Stock Index Futures And Options.
- Other Instruments : Provides Diversified Investment Options Such As Bonds And Structured Products.
Trading Software
Yuanta Securities Offers A Variety Of Trading Platforms To Meet The Needs And Trading Styles Of Different Clients:
- EWinner : A Desktop Trading Platform For Windows And PC Users That Provides Real-time Market Data And Analytical Tools.
- EWinner Plus : A Mobile Trading Platform For IOS And Android Devices That Supports Anytime, Anywhere Trading.
- YSHK SP Trader : A Multi-functional Trading Platform That Supports PC, IOS And Android, Providing An Efficient Trading Experience.
Deposit And Withdrawal Methods
Yuanta Securities Provides Customers With Convenient Deposit And Withdrawal Services, Supporting The Following Methods:
- Local Bank Transfer : Complete The Deposit And Withdrawal Of Funds Through Local Banks In Hong Kong.
- Cheque : Accept Cheques As A Deposit Method.
- Overseas Transfer : Support International Transfer, Making It Convenient For Global Customers To Manage Funds.
Customer Support
Yuanta Securities Values Customer Support And Provides A Variety Of Contact Methods:
- Telephone Support : The Customer Provides A 24-hour Chinese And English Client Server Hotline, The Phone Number Is + 852 3555 7878 .
- Email Support : Customers Can Submit Inquiries Through The Email Address [email protected] .
- Online Support : Provides Live Chat Services And Detailed Help Documents To Help Customers Solve Problems In Trading.
Core Business And Services
Yuanta Securities' Core Business Includes Securities Brokerage, Asset Management, Investment Banking, And Wealth Management, Serving Retail Clients, Institutional Investors, And High Net Worth Individuals. The Company Provides Comprehensive Financial Services To Its Clients Through Its Strong Distribution Network (including 155 Securities Branches And 152 Bank Branches) And Approximately 13,000 Professionals.
- Market Share : As Of The Third Quarter Of 2023, Yuanta Securities Had A Share Of 11% In The Securities Brokerage Market And A Share Of Nearly 20% In The Margin Financing Market .
Technical Infrastructure
Yuanta Securities Uses Advanced Technical Infrastructure To Ensure The Stability And Security Of The Trading System. Its Trading System Supports High-frequency Trading And Large-value Trading, While Providing Real-time Data Analytics And Market Monitoring Functions.
- AIoT Risk Control System : Applied To Trade Monitoring And Threat And Risk Assessment, Real-time Identification And Prevention Of Abnormal Trading Behavior.
Compliance And Risk Control System
Yuanta Securities Strictly Complies With The Compliance Requirements Of The SFC And Has Established A Comprehensive Risk Management System, Including:
- Capital Adequacy Ratio : As Of The Third Quarter Of 2023, The Company's Capital Adequacy Ratio Is 15% , Which Is Higher Than Regulatory Requirements.
- Risk Classification : Adopts A Multi-dimensional Risk Classification Model To Cover Market Risk, Credit Risk And Operational Risk.
- Contingency Plan : Regular Stress Testing To Ensure Normal Operation Under Extreme Market Conditions.
Market Positioning And Competitive Advantage
Yuanta Securities Has Established A Strong Market Position In Asian Financial Marekt With Its Diversified Financial Services And Extensive Market Coverage. Its Competitive Advantages Include:
- Diversified Product Offering : Covering Multiple Fields Such As Stocks, Futures, Options, Etc.
- Strong Market Influence : A Significant Share In Both The Securities And Financing Markets.
- Regulated Operations : Ensure The Safety Of Clients' Assets And The Transparency Of Transactions.
Customer Support And Empowerment
Yuanta Securities Empowers Clients In Multiple Ways:
- Educational Resources : Provide Market Analysis Reports, Investment Strategy Guides And Online Courses To Help Clients Improve Their Investment Skills.
- Customized Services : Provide Personalized Investment Solutions For High Net Worth Clients And Institutional Investors.
Social Responsibility And ESG
Yuanta Securities Actively Participates In Social Responsibility Activities To Promote Sustainable Development. The Company Takes The Following Measures In Terms Of ESG:
- Environmental Protection : Reduce Carbon Emissions Through Digital Office. Social Responsibility : Support Public Welfare Projects In The Fields Of Education And Health Care.
- Corporate Governance : Establish A Transparent Governance Structure To Ensure The Protection Of Shareholders' Equity.
Strategic Cooperation Ecology
Yuanta Securities Has Established Long-term Partnerships With Several World-renowned Financial Institution Groups, Including Citibank, Standard Chartered And JPMorgan Chase , To Jointly Develop Innovative Financial Products And Services.
Financial Health
Yuanta Securities' Financial Position Is Solid. As Of The Third Quarter Of 2023, The Company's Total Assets Are 50 Billion Hong Kong Dollars , Net Assets Are 10 Billion Hong Kong Dollars , And Net Capital Adequacy Ratio Is 15% .
Future Roadmap
Yuanta Securities Plans To Expand Its International Market In The Next Three Years
- : Increase Its Business Presence In South East Asia And Europe. Advance Digital Transformation : Develop More Intelligent Trading Platforms And Services.
- Strengthen Risk Management : Introduce More Advanced Risk Control Technologies To Improve System Security.
Yuanta Securities (Hong Kong) Limited, With Its Strong Market Position, Diversified Services And Robust Operations, Has Become A Leader In Financial Marekt In Asia, Providing Clients With Comprehensive, Safe And Efficient Financial Services.
