Company Profile
China Merchants Securities Joint Stock Company (referred To As "China Merchants Securities", Stock Code: 6099.HK/600999.SH) Was Established In 1993 And Is One Of The Leading Securities Companies In China, Headquartered In Shenzhen. As An Important Part Of China Merchants Group, China Merchants Securities Has Inherited The Group's Century-old Innovative Spirit And Sound Management Philosophy. The Company Is Committed To Providing Comprehensive Financial Services For China's Capital Markets, Including Securities Brokerage, Investment Consulting, Corporate Financing, Asset Management And International Business.
China Merchants Securities Was Listed On The Main Board Of The Shanghai Stock Exchange In 2009 And On The Main Board Of The Hong Kong Stock Exchange In 2016, Becoming The First Chinese Securities Company To Achieve A + H Share Listing, Further Expanding Its Influence In International Capital Markets.
Basic Information
- Full Name Of The Company : China Merchants Securities Joint Stock Company
- Date Of Establishment : August 1, 1993
- Headquarters Location : Shenzhen, Guangdong Province, China
- Registered Capital : By The End Of 2023, The Consolidated Net Assets Of Zhaoxi International Have Reached Approximately HK $9.418 Billion
- Paid-in Capital : From The Initial Capital In 1993 To HK $9.418 Billion In 2023
- Regulatory License : Holds Full-license Business Qualifications In Securities Brokerage, Investment Consulting, Asset Management, Etc. Issued By The China Securities Supervision Commission
- Executive Background : The Executive Team Is Composed Of Experienced Financial Professionals With Deep Industry Background And Management Capabilities
- Advisory Team : Hiring Well-known Scholars And Industry Experts At Home And Abroad As Consultants To Provide Support For The Company's Development Strategy
- Industry Association Member : As A Member Of The Securities Association Of China, Actively Participate In The Formulation Of Industry Standards And Compliance
- Statement Of Compliance : China Merchants Securities Strictly Complies With The Regulatory Requirements Of The China Securities Supervision Commission To Ensure The Legal Compliance Of Business Operations
- Corporate Structure : Adopts A Diversified Business Layout, Covering Securities, Futures, Asset Management, Investment Banking And Other Professional Subsidiaries
- Equity Structure : China Merchants Securities Is Controlled By China Merchants Group Limited, With A Clear And Stable Shareholding Structure
Core Business
The Core Business Of China Merchants Securities Covers The Following Areas:
- Securities Brokerage : Provides Clients With Multi-market Securities Trading Services Such As Hong Kong Stocks, Class A Shares, And Overseas Stocks
- Corporate Financing : Including Initial Public Offering (IPO) Sponsorship, Equity And Debt Capital Markets Financing
- Sales And Trading : Provides Liquidity Support And Trading Services To Institutional Clients
- Asset Management : Manages Private Offering Funds, Public Funds, Etc., And Provides Clients With Diverse Asset Allocation Solutions
- Private Equity : Focuses On Investment In Technology Innovation, Healthcare And Consumer Industries In Greater China
- Commodity Trading : Providing Clients With Global Trading Services In Precious Metals, Energy And Agricultural Products
Regulatory Information
China Merchants Securities Operates In The Hong Kong Market Through Its Subsidiary, China Merchants Securities (Hong Kong) Limited, Which Holds A Number Of Licenses Issued By The Hong Kong Securities And Futures Commission (SFC), Including:
- Category 1 (Securities Trading)
- Category 2 (Futures Contract Trading)
- No. 4 Category (advising On Securities)
- Category 5 (advising On Futures Contracts)
- Category 6 (advising On Institutional Financing)
- Category 9 (providing Asset Management)
Additionally, China Merchants Securities' UK Subsidiary Is Regulated By The UK Financial Conduct Authority (FCA), While Its Korean Subsidiary Is Regulated By The Korea Financial Supervisory Service (FSS) To Ensure Compliance In Global Markets.
Trading Products
China Merchants Securities Provides Customers With A Diverse Range Of Trading Products, Including:
- Hong Kong Stocks : Provides Trading Of Constituent Stocks Such As Hang Seng Index And State-owned Enterprise Index
- Overseas Stocks : Covering 12 Major Markets Such As The United States, Canada, And Australia
- Hong Kong Stock Futures : Including Hang Seng Index Futures, H-share Index Futures, Etc.
- Bonds And Structured Products : Provides Backed By The World's Top Rating Agencies Bonds And Other Fixed Income Products
- ETFs : Covers Physical And Synthetic ETFs, Covering Major Global Markets And Asset Classes
- Commodities And Futures : Offers Spot And Futures Trading Of Commodities Such As Gold, Silver, And Crude Oil
Trading Software
China Merchants Securities Provides A Variety Of Trading Platforms And Software For Different Trading Needs, Including:
- China Merchants Securities HK App Platform 1.0 : Mobile Trading App For IPhone And Android Devices
- CQGTrader : Provides Advanced Futures Trading Functions, Supports Multi-market Simultaneous Trading
- CQG Web : Web-based Trading Interface, Suitable For Customers Who Need Fast Transactions
- Sptrader Pro HD : Futures Trading Application Specially Designed For IOS And Android, With Efficient Execution Ability
- Peak Futures Trading Software : Supports User-defined Trading Strategies And Algorithmic Trading
Deposit And Withdrawal Methods
China Merchants Securities Provides A Variety Of Fund Withdrawal Methods, Including:
- Funds Transfer : Supports Funds Transfer To Designated Bank Accounts Such As Standard Chartered And Bank Of China
- Online Banking : Convenient Online Deposit Through China Merchants Bank Hong Kong Branch (CMBHK)
- Cheque Deposit : Supports Same-day Bank Transfer Services At Selected Local Banks
- EDDA : Electronic Direct Payment Authorization, Supports Fast Deposit On Hong Kong Trading Days
Customer Support
China Merchants Securities Provides Comprehensive Customer Support Services, Including:
- Hong Kong Client Server Hotline : (852) 3189 6368 Chinese Mainland Toll-free : 400 1200 368, 400 8888 199
- Physical Service Center : Located In Central And Kowloon Kwun Tong Areas Of Hong Kong, Providing Face-to-face Consulting Services
- International Access Points : Established Business Platforms In London And Seoul To Meet The Needs Of Global Customers
Core Technology Infrastructure
China Merchants Securities Uses Advanced Technology Infrastructure To Support Its Global Business Operations, Including:
- AIoT Risk Control System : Utilizes Artificial Intelligence And Internet Of Things Technology To Monitor Transaction Risks In Real Time And Provide Early Warning Mechanisms
- Cloud Computing Platform : Provide Stable And Efficient Transaction Execution And Data Processing Services To Global Customers
- Blockchain Technology : Applied To Asset Custody And Clearing Systems To Improve Transaction Transparency And Security
Compliance And Risk Control System
China Merchants Securities Has Established A Comprehensive Compliance And Risk Management System, Including:
- Compliance Review : Ensure That All Business Activities Comply With The Regulatory Requirements Of The China Securities Supervision Commission, The Hong Kong SFC And The UK FCA
- Risk Isolation Mechanism : Avoid Risk Transmission Between Different Business Lines Through Independent Risk Departments
- Emergency Plan : Develop Detailed Response Strategies For Market Fluctuations And System Failures To Ensure Business Continuity
Market Positioning And Competition Advantages
As A Leading Securities Company In China, China Merchants Securities' Competitive Advantages Are Reflected In:
- International Layout : Through The Establishment Of Overseas Subsidiaries Such As Hong Kong, London, Seoul, Etc., To Form A Global Business Network
- Product Diversity : Provide A Full Range Of Financial Services Covering Stocks, Futures, Bonds, Funds And Commodities
- Risk Management Capabilities : Ensure That Trading Risks Are Manageable Through Advanced Technical Means And Professional Teams
Customer Support And Empowerment
China Merchants Securities Empowers Clients Through The Following Aspects:
- Technical Analysis Tools : Provide RSI, MACD And Other Technical Indicator Analysis Tools To Help Clients Develop Investment Strategies
- Trading Calendar : Cover Major Global Markets And Help Clients Plan Trading Activities
- Real-time Market Data : Provide Real-time Data On Prices, Trading Volumes, Buying And Selling Orders, Etc., To Assist Clients In Decision-making
Social Responsibility And ESG
Merchants Securities Actively Fulfills Social Responsibility And Pays Attention To Environmental, Social And Corporate Governance (ESG) Issues. By Supporting Green Finance Projects, Promoting Employee Career Development And Participating In Social Welfare Undertakings, China Merchants Securities Is Committed To Becoming A Model Of Sustainable Development In The Industry.
Strategic Cooperation Ecology
China Merchants Securities Has Established Strategic Partnerships With A Number Of Financial Institution Groups And Enterprises Around The World, Including:
- Chicago Mercantile Exchange (CME) : Become Its Clearing Member And Enhance Its Influence In The Global Commodity Market
- London Metal Exchange (LME) : Obtain Clearing Membership And Expand Metal Trading Business
Financial Health
As Of The End Of 2023, China Merchants Securities' Consolidated Net Assets Have Been Delta 9.418 Billion HKD , Demonstrating Its Strong Financial Position And Capital Strength.
Future Roadmap
The Future Development Strategy Of China Merchants Securities Includes:
- Deepening The Internationalization Layout : Further Expanding The Business Network In Europe, America And Asia Pacific
- Strengthening The Application Of Financial Technology : Promoting The Application Of Artificial Intelligence, Blockchain And Other Technologies In Financial Services
- Enhancing The Client Server Experience : Enhancing Customer Stickiness By Optimizing The Trading System And Client Server
Through Continuous Efforts In The Above Areas, China Merchants Securities Is Committed To To Become A Globally Competitive All-round Investment Bank.
