Basic Information
ShareDeal Active Is A Trade Name Of Jarvis Investment Management Ltd, Which Is Authorised And Regulated By The Financial Conduct Authority And Is A Member Of The London Stock Exchange And An ISA Administrator Authorised By HMRC. Registered Office: 78 Mount Ephraim, Tunbridge Wells, Kent, TN4 8BS. Registered In The UK With Number 1844601. VAT Registration Number 680 0400 74.
Jarvis Investment Management Ltd Has Been Providing Competitively Priced, Award-winning Stockbroking Services For Over 35 Years. The Parent Company, Jarvis Securities Plc (JIM. L), Is Listed On The AIM Market Of The London Stock Exchange. It Is The ISA Authorized Manager Of HM Revenue & Customs.
ShareDeal Active Is An Agent-based Share Trading Account With A Fixed Commission Of £9.50 Per Trade. You Can Trade Over The Phone Or Online And There Are No Idle Fees. Just Look At The Benefits:
Fixed £9.50 Commission Whether You Trade Online Or Over The Phone
Open An Account Online
Agent-based Account - Handles All Paperwork And Automatically Collects Your Dividends
ShareDeal Active Also Offers ISA, Junior ISA And SIPP Accounts
Free Transfer Of Your Existing Equity
Access To All Major International Markets
Set Limits And Stops
View Your Portfolio Online
ShareDeal Active Survey Up To 30 Different Market Makers To Offer You The Best Prices
Account Fees
Trading Commission (Online And Telephone) £9.50 Fixed Rate
Certified Trading Commission 19.5 Pounds Sterling Fixed Rate
International Trading Commission With Reference To Overseas Trading Rate
Trading Account Administration Fee, Free
ISA Administration Fee (per Year) 50 Pounds Sterling + VAT
Primary ISA Administration Fee (per Year) 20 Pounds Sterling + VAT
ISA APS Admin Fee (per Year) 50 Pounds Sterling + VAT
Overdue Payment Admin Fee 20 Pounds Sterling + VAT *
Overdue Document Delivery Fee 25 Pounds Sterling + VAT
Cash Withdrawal Fee (per Share Transaction And Personal Savings Account Only) 15 Pounds Sterling + VAT
Inactive Fee, Zero
Dividend Collection, FREE
Income Convenience (Quarterly Payment) FREE
Transfer Into UK Stocks, Including Certificate, FREE
Call Payment And Allotment, FREE
Transfer Out Of Securities Held In The UK (each) £10 + VAT
Transfer In And Out Of International Shares Held By Overseas Custodians, Please Contact Us For Details
Interim Statement And Valuation (each) 5 Pounds Sterling + VAT (free Online)
Annual Company Report And Accounts (each) 5 Pounds Sterling + VAT (free Online)
Proxy Vote Or Proxy At General Meeting (each) 20 Pounds Sterling + VAT
Account Transfer/Closure (ISA/JISA Only) 50 Pounds Sterling + VAT
/p >Proof Of Withdrawal From A Stock Trading Account (each Time) 10 Pounds Sterling + VAT
Call Retrieval Fee 25 Pounds Sterling + VAT
Unpaid Cheque Fee (each Time) 50 Pounds Sterling + VAT
Currently, All Purchases Of UK Stocks And Shares Are Subject To Stamp Duty Of 0.5% (1% For Irish Stocks). Shares Listed On AIM Are Not Subject To Stamp Duty.
Transactions Over £10,000 Are Also Subject To PTM Tax Of £1.50. The Administration Fee Is Payable In Four Equal Instalments, Including Any Balance In The Current Financial Year, Including Delinquent Or Charged At Settlement. Trading Commissions Are Charged At The Time Of Bargaining.
Any Counterparty Fees Will Be Shown Separately On Your Closing Note As A Market Fee.
If You Buy Or Sell CDI (CREST Depositary Interest) In US Stocks, You Will Be Charged An Additional 0.1% By The Market, With A Minimum Of £15/€15/$20, Which Will Appear As A Market Fee On Your Closing Note. A CDI Is A UK Financial Security That Represents Shares Traded On A Stock Exchange Outside The UK.
* In Addition, Debit Interest Will Be Charged In Accordance With Clause 10.6 (i) Of The Terms And Conditions.
Order Execution
Jarvis Investment Management Ltd ("Jarvis") Is Required To Develop And Implement An Order Execution Policy And To Provide Its Customers With Appropriate Information About This. This Information About Jarvis' Order Execution Policy Applies To All Retail Customers Of Jarvis.
General Principles
When Executing Or Transmitting Orders Relating To Financial Instruments On Your Behalf, Jarvis Will Take All Reasonable Steps To Achieve So-called "optimal Execution". This Means That Jarvis' Policies And Procedures Are Designed To Achieve The Best Execution Results, Subject To Consideration And Consideration Of Your Characteristics, Customer Classification (classified As Retail Customers) And Order Characteristics, The Financial Instruments That Are The Subject Of This Order, And The Execution Venues To Which This Order Can Be Directed.
Jarvis Is Committed To Providing The Best Execution To Its Customers, But This Does Not Imply That Jarvis Has Any Fiduciary Responsibility In Addition To Specific Regulatory Obligations Or Contractual Obligations That May Otherwise Be Entered Into.
Order Execution Policy
Upon Any Specific Instructions From You, When Executing An Order On Your Behalf Or Transmitting It To Another Entity For Execution, Jarvis Will Take All Reasonable Steps To Achieve The Best Possible Execution Result For Your Order, Taking Into Account The Following Execution Factors.
Execution Factors
Execution Factors To Be Considered Are:
Price;
Transaction Cost;
Execution Speed;
Probability Of Execution And/or Settlement;
Size And Complexity Of The Order; And
Characteristics And Nature Of The Order.
Generally, The Price And Total Cost Of The Transaction Are Important In Obtaining The Best Execution Result For The Order. However, In Some Cases, Jarvis May Determine That Other Factors Listed Above May Be More Important In Determining The Best Execution Result For The Order. Jarvis Will Determine These Factors At Its Own Discretion.
Execution Grounds
Jarvis Will Execute Trades Through:
Regulated Markets - Most Of The Orders Executed By Jarvis Are Traded On The London Stock Exchange
Multilateral Trading Facility
System Internalizer
Market Makers On Their Own Accounts
Other Liquidity Providers
Non-European Union Entities Performing Similar Functions
