Shenwan Hongyuan (H.K.) Limited ("Shenwan Hongyuan", Together With Its Subsidiaries, Collectively Referred To As The "Group", Stock Code: 00218.HK) Is The Flagship Institution Of Shenwan Hongyuan ("Group Head Office", Stock Code: 06806.HK, 000166.SZ) To Conduct Securities Business Overseas Through Shenwan Hongyuan ("Securities Company"). It Is One Of The First Chinese Securities Institutions To Develop Business In Hong Kong And Has Been Based In The Hong Kong Market For More Than 25 Years. The Group Has A Strong Shareholder Background. Central Huijin Is The Controlling Shareholder Of The Group Head Office.
The Group Provides Global Investment And Financing Integrated Financial Services To Institutional, Corporate And Individual Clients In Hong Kong And Globally. The Group's Business Scope Covers Personal Finance, Corporate Finance, Institutional Securities, Asset Management, Securities Research, And Has Branches In London, Singapore, Tokyo, And Seoul, Gradually Building A Global Trading And Investment And Financing Service Network.
As An Important Platform For The Internationalization Strategy Of "Shenwan Hongyuan", The Group Will Rely On The Overall Joint Efforts Of The Group's Head Office To Mobilize Domestic And Overseas Resources, Further Expand Cross-border Business, And Continuously Enhance Its Comprehensive Financial Service Capabilities. In Order To Seize The Development Opportunities Of The Belt And Road Initiative And The Guangdong-Hong Kong-Macao Greater Bay Area, The Group Will Give Full Play To The Unique Regional Advantages Of Hong Kong As An International Financial Center And Backed By The Mainland, And Safeguard It With A Sound Risk Management And Governance System. While Strengthening The Foundation Of Business Development, The Group Will Quickly Adapt To Changes In The Global Market, And Explore The Path Of Development With Innovative Methods.
Hong Kong Stocks:
1, Commission: 0.25% To 0.5% Of Transaction Amount, Minimum Commission HKD 100
2, Transaction Levy: 0.0027% Of Transaction Amount
3, Transaction Fee: 0.005% Of Transaction Amount
4, Stamp Duty: 0.1% Of Transaction Amount (less Than HKD 1 Is Counted As 1 Yuan)
5, Central Clearing Fee: 0.002% Of Transaction Amount, Minimum Fee Of HKD 2, Maximum Fee Of HKD 100
US Stocks:
1, Commission: Online Transaction - Average Transaction Price Per Share Above 5 US Dollars, Transaction Amount 0.25%; Average Trading Price Per Share Under $5, $0.01 Per Share, Minimum Fee Of $25
2, SEC Fee (for Sell Orders Only): Transaction Amount 0.000221%
3, FINRA Trading Fee (for Sell Orders Only): $0.000119 Per Share (maximum Fee Of $5.95 Per Transaction)
4, Stock Settlement Transfer (SI): 0.25% Of Stock Market Value, Minimum Fee Of HK $500 Or Equivalent US $
Per Stock
