Tokai Tokyo

Corporate Overview

Tokai Tokyo Securities Co., Ltd. Is A Leading Financial Services Provider In Japan, Formed By The Merger Of Tokai Marine Securities And Tokyo Securities In 2009. The Group Was Formerly Known As Marume Securities And Tokai Securities, Which Merged In 1996, And Its History Dates Back To 1908. In 2009, The Group Was Restructured And Renamed Tokai Tokyo Financial Holding Co., Ltd. And Went Public In The Same Year. Tokai Tokyo Securities, As A Core Subsidiary Of The Holding Company, Mainly Provides Brokerage Services And Diversified Financial Services.

Regulatory Information

Tokai Tokyo Securities Is Regulated By The Japan Financial Services Agency (FSA) With The Regulatory License Number Tokai Director Of Finance (Gold Merchant) No. 140 . The Company Strictly Complies With The Relevant Regulations Of The Japan Financial Services Agency To Ensure The Compliance Of Its Operations And Client Funds. As A Strictly Regulated Financial Institution Group, Tokai Tokyo Securities Performs Well In Risk Control And Client Asset Protection.

Trading Products

Tokai Tokyo Securities Offers A Diverse Range Of Financial Products Covering The Following Areas:

• Domestic Equities : Provides Stock Trading Services In The Japanese Market, But Some Restricted Stocks Cannot Be Traded.
• Domestic Investment Trust : Offers A Variety Of Investment Trust Products.
• Government Bond Fund : Offers A Government-backed Bond Fund.
• Money Market Fund (MMF) : Offers Low-risk, Highly Liquid Money Market Funds.
• Domestic Bonds : Provides Bond Trading Services In The Japanese Market.
• Foreign Currency MMF : Provides Money Market Funds Denominated In Foreign Currencies.
• Foreign Currency Bonds : Provides Bond Trading Services Denominated In Foreign Currencies.

Currently, The Company Does Not Provide Commodity, Index Or Cryptocurrency Trading Services.

Trading Software

Tokai Tokyo Securities Provides Convenient Online Trading Services And Supports Smartphone Trading. Platform Functions Include Stock Trading, Investment Fund Management, Real-time Market Data Tracking, And More. Transaction Fees Are Consistent With Online Trading Platforms, And Multiple Payment And Deposit Methods Are Supported.

Deposit And Withdrawal Methods

Tokai Tokyo Securities Offers The Following Deposit And Withdrawal Methods:

• Tokai Tokyo Card : Supports Cash Withdrawal And Withdrawal From Japan Post Bank ATM, Mitsubishi Bank Of Tokyo UFJ ATM, And Seven Bank Convenience Store ATM.
• Transfer Service : Transfer Money To Designated Accounts Through Bank Counters, ATMs, Or Online Banking, And Deposit And Withdrawal Are Free Of Charge.

Customer Support

Tokai Tokyo Securities Provides Support To Customers Through Multiple Channels:

• Telephone Support : Customer Provides Service Hotline + 81 0120-848-104 . Customers Can Inquire About Account Opening, Trading And Other Service-related Issues By Phone.
• Official Website : The Company's Official Website Provides Detailed Product Information, Account Opening Process And Online Trading Guide.
• Social Media : Tokai Tokyo Securities Interacts With Clients Via Twitter And YouTube To Provide Market Dynamics And Investment Education Content.

Core Business And Services

Tokai Tokyo Securities' Core Business Includes:

1. Brokerage Services : Provides Trading Services For Stocks, Bonds, Investment Trusts And Other Financial Products For Individual And Institutional Investors.
2. Asset Management : Offers A Diverse Range Of Investment Trust Products To Meet The Needs Of Clients With Different Risk Preferences And Investment Objectives.
3. Wealth Management : Provides Customized Wealth Management Services For High Net Worth Clients, Including Portfolio Management, Tax Planning, And Estate Planning.

Technology Infrastructure

Tokai Tokyo Securities Uses An Advanced Technology Platform To Ensure The Efficiency And Security Of Transactions. Its Technical Advantages Include:

1. AIoT Risk Control System : Combines Artificial Intelligence (AI) And Internet Of Things (IoT) Technologies To Monitor Market Risks And Abnormal Trading Behavior In Real Time And Enhance Risk Early Warning Capabilities.
2. Distributed Trading System : Enhance The Stability And Processing Power Of The Trading System Through A Multi-node Distributed Architecture.
3. Automated Clearing Platform : Implement Automated Processing Of Transaction Clearing To Ensure Fast Delivery Of Funds And Securities.

Compliance And Risk Control System

Tokai Tokyo Securities Attaches Great Importance To Compliance And Risk Control. Its Risk Control System Includes:

1. Compliance Statement : The Company Strictly Complies With The Relevant Regulations Of The Japanese Financial Services Agency To Ensure The Legitimacy Of All Business Activities.
2. Risk Management System : Multi-level Risk Monitoring Is Achieved Through The Combination Of The AIoT Risk Control System And Manual Audits.
3. Customer Funds Protection : Customer Funds Are Kept In Separate Trust Accounts To Ensure The Safety Of Funds.

Market Positioning And Competitive Advantage

As A Leading Integrated Financial Services Provider In Japan, Tokai Tokyo Securities' Market Positioning And Competitive Advantages Include:

1. A Wide Range Of Financial Products : Provide A Diverse Range Of Financial Products To Meet The Investment Needs Of Different Customers.
2. Convenient Account Opening Process : Support Online And Branch Account Opening, Simplifying The Customer Account Opening Process.
3. Flexible Trading Methods : Support Online Trading, Mobile Trading, And Traditional Brokerage Services.

Customer Support And Empowerment

Tokai Tokyo Securities Provides Support To Customers Through Multiple Channels, Including:

1. Customer Support Center : Provide Professional Customer Service Support And Answer Customer Questions.
2. Investment Education : Provide Market Dynamics And Investment Education Content Through The Official Website And Social Media To Help Customers Improve Their Investment Capabilities.
3. Personalized Service : Provide Customized Wealth Management Services For High Net Worth Clients.

Social Responsibility And ESG

Tokai Tokyo Securities Actively Fulfills Its Corporate Social Responsibility And Promotes ESG (Environmental, Social And Governance) Practices. Its Social Responsibility And ESG Practices Include:

1. Environmental Protection : Support Environmental Protection Through Green Investments And Sustainable Development Projects.
2. Social Well-being : Enhance Social Well-being Through Charitable Donations And Community Service.
3. Governance Transparency : Enhance Investor Trust Through Open And Transparent Corporate Governance.

Strategic Cooperation Ecology

Tokai Tokyo Securities Has Established Strategic Partnerships With A Number Of Well-known Institutions, Including:

1. Financial Institution Group : Cooperates With Japan Post Bank, Bank Of Tokyo-Mitsubishi UFJ And Other Financial Institution Groups To Enhance Client Server Capabilities.
2. Technology Supplier : Cooperates With A Number Of Technology Companies To Enhance The Stability And Security Of Technology Platforms.

FINANCIAL HEALTH

Tokai Tokyo Securities Is In A Healthy Financial Position, With Financial Highlights Including:

• Registered Capital : The Company's Registered Capital Is 10 Billion Yen .
Management Size : As Of Q3 2023 , The Company's Assets Under Management Are 5 Trillion Yen .

Future Roadmap

The Future Development Directions Of Tokai Tokyo Securities Include:

1. Digital Transformation : Further Enhance The Intelligence And Automation Of The Technology Platform And Optimize The Customer Experience.
2. ESG Investment : Increase Investment In The ESG Field And Launch More Green Financial Products.
3. International Expansion : Explore International Market Opportunities And Provide Customers With A Wider Range Of Global Investment Options.

Tokai Tokyo Securities Will Continue To Hold An Important Position In The Japanese Financial Services Market With Its Professional Services, Advanced Technology And Strict Compliance.