Yutaka Securities

Corporate Profile

Yutaka Securities Was Established In 1962 And Is Headquartered In Nagoya City, Japan . It Has 10 Branches In Aichi Prefecture, Gifu Prefecture, Mie Prefecture, Shizuoka Prefecture, Tokyo Metropolitan And Other Regions. As A Long-established Securities Company, Yutaka Securities Focuses On Providing Customers With A Diverse Range Of Investment Products And Services, Including Domestic Stocks, US Stocks, Domestic Bonds, International Bonds, Structured Bonds (EB Bonds), Investment Trusts, Derivatives Trading And Insurance , Etc. The Company Provides Convenient Trading Services Through Various Channels Such As Face-to-face Trading, Internet Trading And Telephone Trading , Meeting The Investment Needs Of Different Customers.

Yutaka Securities Always Adheres To A Transparent Fee Structure, Ensuring That Clients Can Clearly Understand Transaction Costs, So As To Make Informed Investment Decisions. In Addition, The Company Strictly Adheres To Regulatory Requirements And Has Won The Trust Of Its Clients With High Standards Of Integrity And Professionalism.

Regulatory Information

Yutaka Securities Is Regulated By The Japan Financial Services Agency (FSA) With The License Number Of Tokai Financial Services Bureau (Gold Merchant) No. 21 . As A Highly Regulated Financial Services Institution, Yutaka Securities Strictly Adheres To The Laws And Regulations Of The Japan Financial Services Agency, Ensuring That Its Operations And The Safety Of Clients' Funds Meet The Highest Standards. This Regulatory Transparency And Compliance Provides Clients With A Safe And Reliable Trading Environment.

Trading Products

Yutaka Securities Offers A Rich Variety Of Trading Products To Meet The Investment Needs Of Different Clients:

1. Stocks

   • Domestic Stocks : Covers A Wide Selection Of Japanese Stocks.
   • US Stocks : Offers Investment Opportunities In The US Market.

2. Bonds

   • Domestic Bonds (Individual Treasury Bonds) : Safe Investment Option, Endorsed By The Japanese Government.
   • International Bonds : Offer Diversified Investment Opportunities In The Global Bond Market.
   • Structured Bonds (EB Bonds) : Bond Products Customized To A Specific Investment Strategy.

3. Investment Trusts

   • Offer A Diverse Range Of Investment Trust Products To Help Clients Achieve Their Investment Goals.

4. Derivatives Trading

   • Nikkei Futures Trading : Derivatives Related To The Nikkei Stock Average.
   • Nikkei 225 Options Trading : Options Products Based On The Nikkei Stock Index.
   • Individual Stock Options : Options Based On Individual Stocks And Other Related Indices.

5. Insurance

   • Life Insurance : Helping Customers Realize Their Life Plans.
   • Medical Additional Insurance : Providing Customers With Additional Medical Coverage.
   • Succession Planning : Insurance Products Designed To Promote The Transmission Of Wealth To The Next Generation.

Trading Software

Yutaka Securities Provides A Convenient Internet Trading Platform That Allows Customers To Easily Trade Stocks, Bonds And Other Financial Products. Platform Functions Include Real-time Quotes, Order Inquiries, Account Management, Etc., Providing Customers With An Efficient And Transparent Trading Experience.

Trading Channels:

• Internet Trading : Trading Through The Online Platform Provided By The Company.
Telephone Trading : Trading Operations Are Carried Out Through Customer Service Calls.
• Face-to-face Trading : Live Trading At A Company Branch.

Special Note: Derivatives Trading Is Limited To Face-to-face Trading.

Deposit And Withdrawal Methods

Yutaka Securities Offers A Variety Of Deposit And Withdrawal Methods To Facilitate Customer Money Management. Deposit And Withdrawal Channels Include:

• Bank Transfer
• Cash Withdrawal
Electronic Payment (subject To Specific Circumstances)

The Specific Operation Process And Handling Fee Information Can Be Consulted At The Company Branch Or Through The Official Website.

Customer Support

Yutaka Securities Is Committed To Providing Comprehensive Support And Consulting Services To Its Customers. Clients Can Be Contacted In The Following Ways:

• Headquarters Address : 460-0008, Naka 3-7-1, Nagoya City, Aichi Prefecture; Tel: 052-251-3311.
• Various Branches : The Company Has 10 Branches Nationwide, Providing Face-to-face Consulting Services.
• Online Support : Get Self-service Through The Frequently Asked Questions (FAQ) On The Company's Official Website.

Clients Can Get Professional Investment Advice And Trading Support Through The Phone, Face-to-face Communication Or Online Platform.

Core Business And Services

Yutaka Securities' Core Business Covers The Following Areas:

1. Investment Advisory And Wealth Management : Provide Clients With Personalized Investment Advice And Wealth Management Services.
2. Securities Trading And Market Analysis : Provide Clients With Professional Market Analysis And Trading Strategies.
3. Risk Management And Asset Protection : Help Clients Diversify Risks And Protect Assets Through A Diverse Range Of Investment Products And Services.

Technical Infrastructure

Yutaka Securities Uses An Advanced Technology Platform To Ensure The Stability And Security Of The Trading System. The Company Protects Customers' Transaction Data And Privacy Through Strict Cyber Security Measures And Data Backup Mechanisms.

Compliance And Risk Control System

Yutaka Securities Strictly Complies With The Regulatory Requirements Of The Japanese Financial Services Agency And Has Established A Complete Compliance And Risk Control System:

1. Compliance Management : Ensure That All Business Operations Comply With Laws And Regulations.
2. Threat And Risk Assessment And Control : Comprehensive Assessment And Control Of Market Risks, Operational Risks, Etc. Through An Advanced Risk Management System.
3. Client Asset Protection : Ensure The Safety Of Client Assets Through A Strict Separation Of Funds System.

Market Positioning And Competitive Advantage

1. Market Positioning : Yutaka Securities Is Positioned To Provide Comprehensive Financial Services To Meet The Diverse Needs Of Individual Investors And Institutional Clients.
2. Competitive Advantage :
   • Extensive Product Range : Offers A Diverse Range Of Investment Options.
   • Transparent Fee Structure : Ensures Clients Have A Clear Understanding Of Transaction Costs.
   • Multi-channel Trading : Supports Face-to-face, Internet And Telephone Trading.
   • Powerful Client Server : Full Support Through Branch Offices And Online Platforms.

Customer Support And Empowerment

Yutaka Securities Empowers Clients In The Following Ways:

1. Investment Education : Provide Investment Knowledge And Market Analysis Education Resources To Help Clients Improve Their Investment Skills.
Personalized Service : Provide Customized Investment Solutions And Advice According To Customer Needs.
2. Real-time Information : Provide The Latest Market Dynamics And Trading Information Through Internet Platforms And Customer Service Channels.

Social Responsibility And ESG

Although Yutaka Securities Has Limited Disclosure Of Detailed Information On Social Responsibility And ESG, As A Regulated Financial Institution Group, The Company Adheres To The Principles Of Compliance And Integrity, And Contributes To Social Development And Environmental Protection.

Strategic Cooperation Ecology

Yutaka Securities Has Established Strategic Partnerships With Several Financial Institution Groups, Insurance Companies And Fintech Companies To Provide More Comprehensive Financial Services And Products. For Specific Cooperation Details, Please Consult The Company's Branches Or Visit The Official Website.

Financial Health

As A Long-established Securities Company, Yutaka Securities Performs Well In Financial Health. The Company Provides Reliable Investment Services To Its Clients Through Sound Operational Management, Ensuring That Its Capital Adequacy Ratio And Liquidity Meet Regulatory Requirements.

Future Roadmap

Yutaka Securities Will Continue To Focus On:

1. Product Innovation : Launching More Investment Products That Meet Customer Needs.
2. Digital Transformation : Optimize The Internet Trading Platform And Enhance The User Experience.
3. Customer Expansion : Attract More Customers Through Branches And Online Platforms.
4. Social Responsibility : Actively Participate In Social Welfare And Fulfill The Responsibility Of Corporate Citizenship.

Through Continuous Innovation And Optimization, Yutaka Securities Is Committed To Becoming A Long-term Partner Trusted By Its Customers.

Summary

Yutaka Securities Is A Well-known Securities Firm Regulated By The Japanese Financial Services Agency, Offering A Diverse Range Of Trading Products And Professional Customer Support. The Company Is A Reliable Choice For Investors With A Transparent Fee Structure, Multi-channel Trading, And Robust Compliance System.