Krungsri

Corporate Overview

Krungsri Securities Public Company Limited Is A Thailand-based Financial Institution Group Established In 2015 And Headquartered In Bangkok. The Company Was Formed By The Merger Of Mitsubishi UFJ Financial Group And Bank Of Ayudhya, In Which Mitsubishi UFJ Financial Group Holds A 75% Stake And The Pragtuek Phahonmetadata Family Holds A 25% Stake . Krungsri Securities Is An Unregulated Financial Institution Group That Focuses On Providing Clients With A Diverse Range Of Financial Services, Including Securities Trading, Derivatives, Mutual Funds, Private Offering Funds, Corporate Banking, And Foreign Securities Trading.

Regulatory Information

Krungsri Securities Is Not Directly Regulated By Any National Financial Regulator. This Situation Has Raised Market Concerns About Its Compliance With Industry Standards And Investor Protection Measures. Investors Should Pay Particular Attention To Risks And Conduct Adequate Due Diligence When Choosing To Partner With An Unregulated Financial Institution Group.

Trading Products

Krungsri Securities Offers The Following Main Trading Products:

1. Securities Trading Clients Can Participate In Securities Trading Through A Variety Of Account Types Such As Cash Accounts, Prepaid Accounts (cash Balances), And Credit Balance Accounts. Krungsri Securities Provides Real-time Market Data, Analytical Tools, And Technical Indicators To Help Clients Make Informed Investment Decisions.

2. Derivatives Services Includes Futures And Options Contracts, Single Stock Futures, Block-traded Options, And Settrade Open Application Programming Interface (API) Derivatives. These Tools Provide Clients With Flexible Risk Management And Portfolio Diversification Options.

3. Mutual Fund Trading Offers Tax Relief Options For SSFs (Savings Securities Funds) And RMFs (Retirement Savings Funds), As Well As Management Tools (LMTs) To Help Clients Manage Liquidity Risk.

4. Bonds Embedded In Derivatives Offers Bond Products With Derivative Attributes That Provide Investors With Unique Risk Exposure.

5. Private Offering Fund Services Private Offering Fund Options Across Multiple Asset Classes For Institutional Investors And High Net Worth Individuals With Detailed Fee Structures And Investment Benefits.

6. Corporate Banking Services Customized Banking Services For Large Corporations And Institutions To Meet Their Specific Financial Needs.

7. Foreign Securities Trading Allows Clients To Invest In Global Markets, Supports Multi-country Securities Trading, And Helps Clients Internationalize And Diversify Their Portfolios.

Trading Software

Krungsri Securities Provides An Advanced Online Trading Platform That Supports Clients In Real-time Securities Trading And Derivatives Trading Via The Internet. The Platform Provides The Following Features:

• Real-time Market Data : Get Real-time Quotes And Market Dynamics Of Global Markets.
• Analytical Tools : Includes Technical Indicators, Chart Analysis And Market Reports To Help Clients Make Precise Investment Decisions.
• Personalized Investment Advice : Customized Strategies And Market Insights Provided By Professional Investment Advisors.
• Multi-language Support : The Platform Supports Multiple Languages To Meet The Language Needs Of Different Customers.

Deposit And Withdrawal Methods

Krungsri Securities Offers The Following Deposit And Withdrawal Methods:

• Electronic Bank Transfer : Customers Can Transfer Funds Into Or Out Of Trading Accounts Through Electronic Banking.
• Cheque Deposit : Customers Can Use Cheques To Deposit Funds Into The Account.
• Cash Access : Some Branches Support Cash Access Services.

Customer Support

Krungsri Securities Supports Customers Through Multiple Channels:

• Headquarters Address : Bangkok 10330, Ploenchit Road, 898 Ploenchit Tower Building, 3rd Floor. Service Hours : Monday To Friday, 9:00 Am To 5:00 Pm.

• Phone Support : + 66 (0) 2659 7000 And + 66 (0) 2099 7000 . Service Hours : 24/7.

• Fax Support : + 66 (0) 2658 5699 . Service Hours : Monday To Friday, 9:00 Am To 5:00 Pm.

• Email Support : [email protected] . Response Time : Usually Replies Within 24 Hours.

Core Business And Services

The Core Business Of Krungsri Securities Includes:

1. Securities Brokerage Services Offers A Variety Of Account Types (cash Account, Prepaid Account And Credit Account) To Meet The Needs Of Different Investors.

2. Derivatives Trading Offers A Wealth Of Derivatives Options To Help Clients Hedge Risk Or Make Speculative Trades.

3. Mutual Fund Services Offers A Comprehensive Range Of Mutual Fund Trading Services, Including Tax Relief Options For SSFs And RMFs.

4. Private Offering Fund Services Offers A Diverse Range Of Private Offering Fund Options To High Net Worth Investors.

5. Corporate Banking Services Provides Customized Banking Solutions For Large Corporate Clients.

6. Foreign Securities Trading Services Helps Clients Internationalize Their Portfolios Through Global Market Connectivity.

Technology Infrastructure

Krungsri Securities Uses Advanced Technology Infrastructure, Including:

• Cloud Trading Platform : Cloud-based Technology To Ensure Efficient And Secure Trading.
• AI-driven Risk Control System : Use Artificial Intelligence And Big Data Analytics To Monitor Trading Risks In Real Time.
• Fully Automated Order Execution : Fast And Accurate Order Execution Through Algorithmic Trading.

Compliance And Risk Control System

Although Krungsri Securities Is Not Regulated, The Company Is Committed To Establishing A Strict Internal Compliance And Risk Control System. Krungsri Securities Ensures The Transparency And Accuracy Of Trading Activities Through A Combination Of Technical Means (such As An AI-driven Risk Control System) And Manual Review. In Addition, The Company Also Provides A Variety Of Risk Management Tools To Help Clients Hedge Against Market Volatility Risks.

Market Positioning And Competitive Advantage

The Market Positioning Of Krungsri Securities Is Mainly Focused On:

1. Diversified Financial Services Provide Securities Trading, Derivatives, Mutual Funds, Private Offering Fund And Other Products To Meet The Investment Needs Of Different Clients.

2. Advanced Technology Platform Provides Clients With An Efficient And Secure Trading Experience Through Cloud Technology And Artificial Intelligence.

3. Global Perspective Provides Foreign Securities Trading Services To Help Clients Achieve The Internationalization Of Their Investment Portfolios.

4. Strong Shareholder Background As A Joint Venture Between Mitsubishi UFJ Bank And Ayutthaya Bank Of Thailand, Krungsri Securities Has Strong Capital Backing And Market Presence.

Customer Support And Empowerment

Krungsri Securities Empowers Clients In The Following Ways:

• Professional Investment Advisors : Provide Clients With Customized Investment Strategies And Market Insights.
Educational Resources : Provide Rich Investment Education Content To Help Clients Improve Their Investment Skills.
• Multi-channel Support : Ensure Clients Receive Timely, Professional Support Through Phone Calls, Emails And Face-to-face Consultations.

Social Responsibility And ESG (environmental, Social, Governance)

Although Krungsri Securities Does Not Make A Detailed ESG Report Public, The Company Says It Is Committed To Promoting Sustainable Finance And Corporate Responsibility. By Supporting Green Investment And Community Development Projects, Krungsri Securities Is Committed To Creating Long-term Value For Society And The Environment.

Strategic Cooperation Ecology

Krungsri Securities Has Established Close Strategic Partnerships With Financial Institution Groups Such As Bank Of Mitsubishi UFJ And Bank Of Ayutthaya In Thailand. These Collaborations Not Only Strengthen The Company's Capital Strength, But Also Provide Support For Its Expansion In International Markets.

Financial Health

As Of Q3 2023 , Krungsri Securities Had A Management Size Of $5 Billion . Despite Being Unregulated, The Company Is Financially Healthy With A Capital Adequacy Ratio Of 12.5% .